Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, CHUN KIT JACKY
Chinese Name of Relevant Individual
何雋傑
HKMA Registration Number
AG1197
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Jul 2025 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2024 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2024 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2022 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2022 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2017 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2017 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Aug 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, CHUN KIT JACKY
:
Chinese Name of Relevant Individual
何雋傑
:
HKMA Registration Number
AG1197
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1197
BANQUE PICTET & CIE SA
Type 9: asset management
01 Jul 2025 - 11 Jul 2025
No
AG1197
BANQUE PICTET & CIE SA
Type 1: dealing in securities
16 Jul 2024 - 11 Jul 2025
No
AG1197
BANQUE PICTET & CIE SA
Type 4: advising on securities
16 Jul 2024 - 11 Jul 2025
No
AG1197
UBS AG
Type 1: dealing in securities
28 Jul 2022 - 11 Mar 2024
No
AG1197
UBS AG
Type 4: advising on securities
28 Jul 2022 - 11 Mar 2024
No
AG1197
CREDIT SUISSE AG
Type 1: dealing in securities
29 Apr 2017 - 29 Apr 2022
No
AG1197
CREDIT SUISSE AG
Type 4: advising on securities
29 Apr 2017 - 29 Apr 2022
No
AG1197
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Aug 2014 - 27 Mar 2017
No
AG1197
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Aug 2014 - 27 Mar 2017
No
AG1197
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Aug 2014 - 27 Mar 2017
No
AG1197
WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Oct 2013 - 04 Jul 2014
No
AG1197
WING LUNG BANK LIMITED
Type 4: advising on securities
03 Oct 2013 - 04 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
