Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANDLER, MARK EDWARD
Chinese Name of Relevant Individual
HKMA Registration Number
AG1214
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2018 - 19 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2016 - 25 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2015 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2013 - 07 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANDLER, MARK EDWARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1214
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
28 Oct 2019
No
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Oct 2018 - 19 Oct 2018
No
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Sep 2017 - 26 Sep 2017
No
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Oct 2016 - 25 Oct 2016
No
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
10 Nov 2015 - 13 Nov 2015
No
AG1214
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Oct 2013 - 07 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
