Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, STEPHANIE YEE KA
Chinese Name of Relevant Individual
林懿嘉
HKMA Registration Number
AG1222
Other HKMA Registration Number(s)
AE3700
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2019 - 08 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2019 - 08 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2017 - 18 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2013 - 18 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2009 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, STEPHANIE YEE KA
:
Chinese Name of Relevant Individual
林懿嘉
:
HKMA Registration Number
AG1222
:
Other HKMA Registration Number(s)
AE3700
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1222
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
17 Sep 2019 - 08 Jul 2022
No
AG1222
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
17 Sep 2019 - 08 Jul 2022
No
AG1222
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
30 Mar 2017 - 18 Aug 2019
No
AG1222
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
05 Oct 2013 - 18 Aug 2019
No
AE3700
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
30 Jul 2009 - 06 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.