Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, YVES ZHIYI
Chinese Name of Relevant Individual
郭志毅
HKMA Registration Number
AG1234
Other HKMA Registration Number(s)
AA4276
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 20 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 20 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2013 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2013 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, YVES ZHIYI
:
Chinese Name of Relevant Individual
郭志毅
:
HKMA Registration Number
AG1234
:
Other HKMA Registration Number(s)
AA4276
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
15 Sep 2018
No
CORPORATE AND INSTITUTIONAL BANKING
BNP PARIBAS
Type 4: advising on securities
15 Sep 2018
No
CORPORATE AND INSTITUTIONAL BANKING
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1234
BNP PARIBAS
Type 1: dealing in securities
Since 15 Sep 2018
No
AG1234
BNP PARIBAS
Type 4: advising on securities
Since 15 Sep 2018
No
AG1234
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 20 Aug 2018
No
AG1234
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 20 Aug 2018
No
AG1234
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Apr 2016 - 30 Sep 2016
No
AG1234
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Apr 2016 - 30 Sep 2016
No
AG1234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2013 - 26 Oct 2015
No
AG1234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2013 - 26 Oct 2015
No
AA4276
BNP PARIBAS
Type 1: dealing in securities
01 Apr 2003 - 19 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.