Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BYRD, JAMES JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AG1236
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2016 - 24 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2015 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2013 - 11 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BYRD, JAMES JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1236
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1236
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Sep 2017 - 26 Sep 2017
No
AG1236
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Oct 2016 - 24 Oct 2016
No
AG1236
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Nov 2015 - 13 Nov 2015
No
AG1236
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Oct 2013 - 11 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.