Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, PUI YAN
Chinese Name of Relevant Individual
伍佩茵
HKMA Registration Number
AG1241
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2017 - 03 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2017 - 03 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2013 - 19 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2013 - 19 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2013 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2013 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Oct 2013 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, PUI YAN
:
Chinese Name of Relevant Individual
伍佩茵
:
HKMA Registration Number
AG1241
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 Aug 2024
No
ASSISTANT MANAGER(PD)
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
27 Aug 2024
No
ASSISTANT MANAGER(PD)
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1241
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 27 Aug 2024
No
AG1241
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 27 Aug 2024
No
AG1241
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2017 - 03 Aug 2024
No
AG1241
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2017 - 03 Aug 2024
No
AG1241
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Dec 2013 - 19 Aug 2017
No
AG1241
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Dec 2013 - 19 Aug 2017
No
AG1241
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Oct 2013 - 06 Nov 2013
No
AG1241
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Oct 2013 - 06 Nov 2013
No
AG1241
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Oct 2013 - 06 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.