Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HONG, I-FENG
Chinese Name of Relevant Individual
洪逸芬
HKMA Registration Number
AG1260
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2018 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2018 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 9: asset management
Effective Period
27 Mar 2015 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2015 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2015 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2013 - 15 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2013 - 15 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HONG, I-FENG
:
Chinese Name of Relevant Individual
洪逸芬
:
HKMA Registration Number
AG1260
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1260
UBS AG
Type 1: dealing in securities
03 Mar 2018 - 14 Jan 2020
No
AG1260
UBS AG
Type 4: advising on securities
03 Mar 2018 - 14 Jan 2020
No
AG1260
BANK SINOPAC
Type 9: asset management
27 Mar 2015 - 30 Nov 2015
Yes
AG1260
BANK SINOPAC
Type 1: dealing in securities
16 Jan 2015 - 30 Nov 2015
Yes
AG1260
BANK SINOPAC
Type 4: advising on securities
16 Jan 2015 - 30 Nov 2015
Yes
AG1260
BANK SINOPAC
Type 1: dealing in securities
08 Oct 2013 - 15 Jan 2015
No
AG1260
BANK SINOPAC
Type 4: advising on securities
08 Oct 2013 - 15 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.