Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GU, ENDA
Chinese Name of Relevant Individual
顧恩達
HKMA Registration Number
AG1266
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2014 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2014 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Oct 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GU, ENDA
:
Chinese Name of Relevant Individual
顧恩達
:
HKMA Registration Number
AG1266
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1266
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
21 Jun 2014 - 10 Jul 2015
No
AG1266
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
21 Jun 2014 - 10 Jul 2015
No
AG1266
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Oct 2013 - 28 Mar 2014
No
AG1266
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
09 Oct 2013 - 28 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.