Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AWYOUNG, DEREK
Chinese Name of Relevant Individual
HKMA Registration Number
AG1273
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2015 - 09 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2013 - 07 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Oct 2013 - 07 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AWYOUNG, DEREK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1273
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1273
ING BANK N.V.
Type 1: dealing in securities
13 Nov 2015 - 09 Aug 2016
No
AG1273
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Oct 2013 - 07 Jul 2014
No
AG1273
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Oct 2013 - 07 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.