Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, YEUNG
Chinese Name of Relevant Individual
蕭暘
HKMA Registration Number
AG1284
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2015 - 06 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2015 - 06 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, YEUNG
:
Chinese Name of Relevant Individual
蕭暘
:
HKMA Registration Number
AG1284
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1284
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2015 - 06 Mar 2016
No
AG1284
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2015 - 06 Mar 2016
No
AG1284
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2013 - 03 Aug 2015
No
AG1284
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2013 - 03 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.