Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, DIK SZE DAISY
Chinese Name of Relevant Individual

郭廸思
HKMA Registration Number
AG1301
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT INDUSTRIEL ET COMMERCIAL
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP
Remarks
Registered Institution
CREDIT INDUSTRIEL ET COMMERCIAL
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, DIK SZE DAISY
:
Chinese Name of Relevant Individual
郭廸思
:
HKMA Registration Number
AG1301
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT INDUSTRIEL ET COMMERCIAL
Type 1: dealing in securities
10 Oct 2023
Yes
DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP
CREDIT INDUSTRIEL ET COMMERCIAL
Type 4: advising on securities
10 Oct 2023
Yes
DEPUTY HEAD OF FINANCIAL INSTITUTIONS GROUP