Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WALKER, STEPHEN DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AG1319
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2018 - 19 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 21 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2017 - 21 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2014 - 23 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2013 - 16 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WALKER, STEPHEN DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1319
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1319
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Oct 2018 - 19 Oct 2018
No
AG1319
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Feb 2017 - 21 Feb 2017
No
AG1319
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Feb 2017 - 21 Feb 2017
No
AG1319
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Jul 2015 - 10 Jul 2015
No
AG1319
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Oct 2014 - 23 Oct 2014
No
AG1319
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Oct 2013 - 16 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.