Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MACGREGOR, MALCOLM JAY
Chinese Name of Relevant Individual
HKMA Registration Number
AG1344
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2014 - 21 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2014 - 21 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2013 - 03 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2013 - 03 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MACGREGOR, MALCOLM JAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1344
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1344
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
04 Apr 2014 - 21 Jul 2014
No
AG1344
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
04 Apr 2014 - 21 Jul 2014
No
AG1344
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
11 Oct 2013 - 03 Apr 2014
Yes
AG1344
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
11 Oct 2013 - 03 Apr 2014
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.