Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HOI LUN
Chinese Name of Relevant Individual
吳海倫
HKMA Registration Number
AG1351
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL PRODUCTS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL PRODUCTS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2016 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2016 - 21 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2013 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HOI LUN
:
Chinese Name of Relevant Individual
吳海倫
:
HKMA Registration Number
AG1351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Jan 2018
No
COMMERCIAL PRODUCTS
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Jan 2018
No
COMMERCIAL PRODUCTS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1351
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 13 Jan 2018
No
AG1351
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 13 Jan 2018
No
AG1351
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Jan 2016 - 21 Oct 2017
No
AG1351
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Jan 2016 - 21 Oct 2017
No
AG1351
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
17 Oct 2013 - 22 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.