Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, WAI LOK
Chinese Name of Relevant Individual
梁偉樂
HKMA Registration Number
AG1352
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE RELATIONSHIP MANAGER II
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE RELATIONSHIP MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2015 - 02 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2015 - 02 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2013 - 22 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2013 - 22 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, WAI LOK
:
Chinese Name of Relevant Individual
梁偉樂
:
HKMA Registration Number
AG1352
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Oct 2016
No
ASSOCIATE RELATIONSHIP MANAGER II
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Oct 2016
No
ASSOCIATE RELATIONSHIP MANAGER II
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1352
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 08 Oct 2016
No
AG1352
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 08 Oct 2016
No
AG1352
WING LUNG BANK LIMITED
Type 1: dealing in securities
18 Mar 2015 - 02 Sep 2016
No
AG1352
WING LUNG BANK LIMITED
Type 4: advising on securities
18 Mar 2015 - 02 Sep 2016
No
AG1352
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
17 Oct 2013 - 22 Jan 2015
No
AG1352
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
17 Oct 2013 - 22 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.