Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, SIN CHING FREDERICK
Chinese Name of Relevant Individual

區善政
HKMA Registration Number
AG1354
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, SIN CHING FREDERICK
:
Chinese Name of Relevant Individual
區善政
:
HKMA Registration Number
AG1354
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Jan 2026
No
CORPORATE BANKING
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Jan 2026
No
CORPORATE BANKING