Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, MAN CHI
Chinese Name of Relevant Individual
譚敏芝
HKMA Registration Number
AG1382
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 10 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2016 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2016 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2013 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, MAN CHI
:
Chinese Name of Relevant Individual
譚敏芝
:
HKMA Registration Number
AG1382
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1382
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
27 Jun 2018 - 10 Mar 2019
No
AG1382
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 May 2016 - 08 Apr 2018
No
AG1382
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 May 2016 - 08 Apr 2018
No
AG1382
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2013 - 08 Apr 2015
No
AG1382
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2013 - 08 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.