Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROBINSON, DUNCAN WILLIAM HALFORD
Chinese Name of Relevant Individual
HKMA Registration Number
AG1394
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2023 - 10 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2019 - 27 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2019 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2019 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2018 - 29 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2018 - 29 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2017 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2016 - 28 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2016 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2014 - 20 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2013 - 25 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROBINSON, DUNCAN WILLIAM HALFORD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1394
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1394
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
08 Nov 2023 - 10 Nov 2023
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Aug 2019 - 27 Aug 2019
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2019 - 26 Apr 2019
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2019 - 16 Jan 2019
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2019 - 16 Jan 2019
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2018 - 29 Nov 2018
No
AG1394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2018 - 29 Nov 2018
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Sep 2017 - 15 Sep 2017
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Feb 2017 - 03 Mar 2017
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Oct 2016 - 28 Oct 2016
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Sep 2016 - 09 Sep 2016
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Feb 2014 - 20 Feb 2014
No
AG1394
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Oct 2013 - 25 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
