Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, YAN WAH DAVID
Chinese Name of Relevant Individual
賴仁樺
HKMA Registration Number
AG1395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2016 - 09 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2016 - 09 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2013 - 17 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2013 - 17 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, YAN WAH DAVID
:
Chinese Name of Relevant Individual
賴仁樺
:
HKMA Registration Number
AG1395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1395
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
06 Jun 2016 - 09 Aug 2021
No
AG1395
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
06 Jun 2016 - 09 Aug 2021
No
AG1395
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
21 Oct 2013 - 17 May 2016
No
AG1395
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
21 Oct 2013 - 17 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.