Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, TSZ YAN YONNIE
Chinese Name of Relevant Individual
簡子欣
HKMA Registration Number
AG1408
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2020 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Jan 2020 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2014 - 09 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2013 - 23 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, TSZ YAN YONNIE
:
Chinese Name of Relevant Individual
簡子欣
:
HKMA Registration Number
AG1408
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1408
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jan 2020 - 25 Sep 2022
No
AG1408
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Jan 2020 - 25 Sep 2022
No
AG1408
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
21 Feb 2014 - 09 Dec 2017
No
AG1408
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Oct 2013 - 23 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.