Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROTHLIN, MICHAEL ANDREAS
Chinese Name of Relevant Individual
HKMA Registration Number
AG1411
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2025 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Aug 2025 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2025 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 Aug 2025 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2013 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROTHLIN, MICHAEL ANDREAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1411
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1411
NATIXIS
Type 1: dealing in securities
28 Aug 2025 - 24 Apr 2026
No
AG1411
NATIXIS
Type 2: dealing in futures contracts
28 Aug 2025 - 24 Apr 2026
No
AG1411
NATIXIS
Type 4: advising on securities
28 Aug 2025 - 24 Apr 2026
No
AG1411
NATIXIS
Type 5: advising on futures contracts
28 Aug 2025 - 24 Apr 2026
No
AG1411
SOCIETE GENERALE
Type 1: dealing in securities
23 Oct 2013 - 14 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.