Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, KAI JIN
Chinese Name of Relevant Individual
吳凱勁
HKMA Registration Number
AG1417
Other HKMA Registration Number(s)
AF1504
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 21 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2021 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2013 - 19 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2013 - 19 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, KAI JIN
:
Chinese Name of Relevant Individual
吳凱勁
:
HKMA Registration Number
AG1417
:
Other HKMA Registration Number(s)
AF1504
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1504
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Jan 2021
No
AF1504
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Jan 2021
No
AF1504
DBS BANK LTD.
Type 6: advising on corporate finance
Since 21 Sep 2012
No
AF1504
DBS BANK LTD.
Type 1: dealing in securities
Since 07 Jun 2011
No
AF1504
DBS BANK LTD.
Type 4: advising on securities
Since 07 Jun 2011
No
AF1504
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2021 - 31 Dec 2024
No
AG1417
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2013 - 19 Sep 2016
No
AG1417
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Oct 2013 - 19 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.