Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, CHI MAN
Chinese Name of Relevant Individual
陸子文
HKMA Registration Number
AG1421
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2018 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2018 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2013 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, CHI MAN
:
Chinese Name of Relevant Individual
陸子文
:
HKMA Registration Number
AG1421
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1421
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
15 Nov 2018 - 03 Mar 2022
No
AG1421
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
15 Nov 2018 - 03 Mar 2022
No
AG1421
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
08 Jan 2015 - 05 Mar 2017
No
AG1421
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
23 Oct 2013 - 05 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.