Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MERVEILLE, JEROME LOUIS ANDRE
Chinese Name of Relevant Individual
HKMA Registration Number
AG1422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2020 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2020 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2018 - 29 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2018 - 29 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2013 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Oct 2013 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MERVEILLE, JEROME LOUIS ANDRE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1422
NATWEST MARKETS PLC
Type 1: dealing in securities
30 Sep 2020 - 19 Nov 2021
Yes
AG1422
NATWEST MARKETS PLC
Type 4: advising on securities
30 Sep 2020 - 19 Nov 2021
Yes
AG1422
NATWEST MARKETS PLC
Type 1: dealing in securities
03 Jan 2018 - 29 Sep 2020
No
AG1422
NATWEST MARKETS PLC
Type 4: advising on securities
03 Jan 2018 - 29 Sep 2020
No
AG1422
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Oct 2013 - 29 Sep 2017
No
AG1422
BARCLAYS BANK PLC
Type 6: advising on corporate finance
23 Oct 2013 - 29 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.