Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YIM CHUN
Chinese Name of Relevant Individual
陳艷珍
HKMA Registration Number
AG1472
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2015 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2015 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2014 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2014 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2013 - 25 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2013 - 25 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2013 - 25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YIM CHUN
:
Chinese Name of Relevant Individual
陳艷珍
:
HKMA Registration Number
AG1472
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1472
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2015 - 31 Aug 2021
No
AG1472
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2015 - 31 Aug 2021
No
AG1472
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2014 - 02 Jul 2014
No
AG1472
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2014 - 02 Jul 2014
No
AG1472
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2013 - 25 Mar 2014
No
AG1472
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2013 - 25 Mar 2014
No
AG1472
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2013 - 25 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.