Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, SIU KAAI
Chinese Name of Relevant Individual
葉兆堦
HKMA Registration Number
AG1474
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2024 - 08 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2024 - 08 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2023 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2023 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 30 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2013 - 30 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, SIU KAAI
:
Chinese Name of Relevant Individual
葉兆堦
:
HKMA Registration Number
AG1474
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1474
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Oct 2024 - 08 Feb 2026
No
AG1474
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Oct 2024 - 08 Feb 2026
No
AG1474
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2023 - 31 Aug 2024
No
AG1474
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2023 - 31 Aug 2024
No
AG1474
WING LUNG BANK LIMITED
Type 1: dealing in securities
29 Oct 2013 - 30 May 2014
No
AG1474
WING LUNG BANK LIMITED
Type 4: advising on securities
29 Oct 2013 - 30 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.