Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, XIAO
Chinese Name of Relevant Individual
王笑
HKMA Registration Number
AG1475
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2014 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2014 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2013 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, XIAO
:
Chinese Name of Relevant Individual
王笑
:
HKMA Registration Number
AG1475
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1475
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Oct 2014 - 12 Jun 2016
No
AG1475
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
21 Oct 2014 - 12 Jun 2016
No
AG1475
WING LUNG BANK LIMITED
Type 1: dealing in securities
29 Oct 2013 - 21 Aug 2014
No
AG1475
WING LUNG BANK LIMITED
Type 4: advising on securities
29 Oct 2013 - 21 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.