Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHENG, ZHIXIONG
Chinese Name of Relevant Individual
盛志雄
HKMA Registration Number
AG1482
Other HKMA Registration Number(s)
AE8020
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD CRTM ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
COÖPERATIEVE RABOBANK U.A.
SFC CE number
ADB883
Business Address
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Jan 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2018 - 22 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 26 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2013 - 26 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2010 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2010 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHENG, ZHIXIONG
:
Chinese Name of Relevant Individual
盛志雄
:
HKMA Registration Number
AG1482
:
Other HKMA Registration Number(s)
AE8020
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
02 Mar 2018
Yes
HEAD CRTM ASIA
Name of Registered Institution
SFC CE number
Business Address
COÖPERATIEVE RABOBANK U.A.
ADB883
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1482
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
Since 23 Jan 2020
Yes
AG1482
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
02 Mar 2018 - 22 Jan 2020
No
AG1482
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
29 Oct 2013 - 26 Jan 2018
No
AG1482
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
29 Oct 2013 - 26 Jan 2018
No
AE8020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2010 - 04 Jun 2013
No
AE8020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2010 - 04 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.