Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOVSUMOV, DZHAVAD
Chinese Name of Relevant Individual

HKMA Registration Number
AG1484
Other HKMA Registration Number(s)
AF2589
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
23 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOVSUMOV, DZHAVAD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1484
:
Other HKMA Registration Number(s)
AF2589
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
23 Aug 2011
No
SENIOR MGR INV. BANKING
UBS AG
Type 4: advising on securities
23 Aug 2011
No
SENIOR MGR INV. BANKING
UBS AG
Type 6: advising on corporate finance
23 Aug 2011
No
SENIOR MGR INV. BANKING