Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, TINGTING
Chinese Name of Relevant Individual
孫婷婷
HKMA Registration Number
AG1485
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER, PRIVATE BANKING
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
SFC CE number
AYT305
Business Address
30/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2021 - 05 Feb 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2021 - 05 Feb 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 29 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 29 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2016 - 15 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2016 - 15 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2016 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2016 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, TINGTING
:
Chinese Name of Relevant Individual
孫婷婷
:
HKMA Registration Number
AG1485
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
15 Sep 2017
No
GENERAL MANAGER, PRIVATE BANKING
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
15 Sep 2017
No
GENERAL MANAGER, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
AYT305
30/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
Since 06 Feb 2024
No
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
Since 06 Feb 2024
No
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
30 Mar 2021 - 05 Feb 2024
Yes
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
30 Mar 2021 - 05 Feb 2024
Yes
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
15 Sep 2017 - 29 Mar 2021
No
AG1485
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
15 Sep 2017 - 29 Mar 2021
No
AG1485
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Dec 2016 - 15 Jun 2017
No
AG1485
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Dec 2016 - 15 Jun 2017
No
AG1485
CREDIT SUISSE AG
Type 1: dealing in securities
22 Jun 2016 - 06 Nov 2016
No
AG1485
CREDIT SUISSE AG
Type 4: advising on securities
22 Jun 2016 - 06 Nov 2016
No
AG1485
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2013 - 04 Dec 2015
No
AG1485
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Oct 2013 - 04 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.