Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHEUK YIU
Chinese Name of Relevant Individual
李卓耀
HKMA Registration Number
AG1502
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2022 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2022 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2020 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2020 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Feb 2020 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2018 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2018 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHEUK YIU
:
Chinese Name of Relevant Individual
李卓耀
:
HKMA Registration Number
AG1502
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1502
CHONG HING BANK LIMITED
Type 1: dealing in securities
24 May 2022 - 28 Sep 2022
No
AG1502
CHONG HING BANK LIMITED
Type 4: advising on securities
24 May 2022 - 28 Sep 2022
No
AG1502
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2020 - 02 Aug 2020
No
AG1502
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2020 - 02 Aug 2020
No
AG1502
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Feb 2020 - 02 Aug 2020
No
AG1502
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Aug 2018 - 29 Sep 2019
No
AG1502
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Aug 2018 - 29 Sep 2019
No
AG1502
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 Nov 2013 - 12 Aug 2015
No
AG1502
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 Nov 2013 - 12 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.