Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOTECHA, MITUL SHANTILAL
Chinese Name of Relevant Individual
HKMA Registration Number
AG1511
Other HKMA Registration Number(s)
AG5003
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2026 - 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2025 - 30 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2025 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2025 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2024 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2023 - 14 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 07 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2017 - 15 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2016 - 29 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2016 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOTECHA, MITUL SHANTILAL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1511
:
Other HKMA Registration Number(s)
AG5003
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
19 May 2026 - 22 May 2026
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
03 Feb 2026 - 06 Feb 2026
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
26 Sep 2025 - 30 Sep 2025
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
09 Jul 2025 - 11 Jul 2025
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
25 Apr 2025 - 30 Apr 2025
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
07 Jan 2025 - 10 Jan 2025
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
24 Sep 2024 - 27 Sep 2024
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
26 Jun 2024 - 28 Jun 2024
No
AG1511
BARCLAYS BANK PLC
Type 4: advising on securities
27 Feb 2024 - 01 Mar 2024
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
11 Sep 2023 - 14 Sep 2023
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
03 Nov 2017 - 07 Nov 2017
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jun 2017 - 15 Jun 2017
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
15 Jan 2017 - 18 Jan 2017
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jun 2016 - 29 Jun 2016
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
22 Feb 2016 - 25 Feb 2016
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
13 Oct 2015 - 16 Oct 2015
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jul 2015 - 10 Jul 2015
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 20 Jan 2015
No
AG5003
BARCLAYS BANK PLC
Type 4: advising on securities
06 Oct 2014 - 10 Oct 2014
No
AG1511
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
01 Nov 2013 - 06 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.