Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STERNBY, BJOERN PETTER WALDEMAR
Chinese Name of Relevant Individual
HKMA Registration Number
AG1532
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2019 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2019 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Dec 2019 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2017 - 31 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2017 - 31 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Oct 2017 - 31 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2013 - 03 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2013 - 03 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Nov 2013 - 03 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STERNBY, BJOERN PETTER WALDEMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1532
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1532
UBS AG
Type 1: dealing in securities
13 Dec 2019 - 11 Jun 2026
No
AG1532
UBS AG
Type 4: advising on securities
13 Dec 2019 - 11 Jun 2026
No
AG1532
UBS AG
Type 6: advising on corporate finance
13 Dec 2019 - 11 Jun 2026
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2018 - 18 May 2018
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2018 - 18 May 2018
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2018 - 18 May 2018
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2017 - 31 Mar 2018
Yes
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2017 - 31 Mar 2018
Yes
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Oct 2017 - 31 Mar 2018
Yes
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2013 - 03 Oct 2017
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2013 - 03 Oct 2017
No
AG1532
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Nov 2013 - 03 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.