Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KIN YEUNG
Chinese Name of Relevant Individual
劉鍵洋
HKMA Registration Number
AG1547
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2015 - 20 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2015 - 20 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 17 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2015 - 17 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2015 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2013 - 02 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2013 - 02 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Nov 2013 - 02 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KIN YEUNG
:
Chinese Name of Relevant Individual
劉鍵洋
:
HKMA Registration Number
AG1547
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1547
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Sep 2015 - 20 Sep 2016
No
AG1547
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Sep 2015 - 20 Sep 2016
No
AG1547
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Aug 2015 - 17 Aug 2015
No
AG1547
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Aug 2015 - 17 Aug 2015
No
AG1547
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Mar 2015 - 28 Apr 2015
No
AG1547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Nov 2013 - 02 Feb 2015
No
AG1547
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Nov 2013 - 02 Feb 2015
No
AG1547
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Nov 2013 - 02 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.