Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZUERCHER, ADRIAN FREDERIC
Chinese Name of Relevant Individual
HKMA Registration Number
AG1549
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jun 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER RESEARCH & ANALYSIS
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jun 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER RESEARCH & ANALYSIS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2014 - 09 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2014 - 09 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
14 Nov 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZUERCHER, ADRIAN FREDERIC
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1549
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
05 Jun 2014
Yes
SENIOR MANAGER RESEARCH & ANALYSIS
UBS AG
Type 4: advising on securities
05 Jun 2014
Yes
SENIOR MANAGER RESEARCH & ANALYSIS
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1549
UBS AG
Type 1: dealing in securities
Since 10 Dec 2025
Yes
AG1549
UBS AG
Type 4: advising on securities
Since 10 Dec 2025
Yes
AG1549
UBS AG
Type 1: dealing in securities
05 Jun 2014 - 09 Dec 2025
No
AG1549
UBS AG
Type 4: advising on securities
05 Jun 2014 - 09 Dec 2025
No
AG1549
CREDIT SUISSE AG
Type 9: asset management
14 Nov 2013 - 28 Mar 2014
No
AG1549
CREDIT SUISSE AG
Type 4: advising on securities
05 Nov 2013 - 28 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.