Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LONG JR., CHARLES EDWARD
Chinese Name of Relevant Individual
HKMA Registration Number
AG1557
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2021 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 9: asset management
Effective Period
19 Feb 2021 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2020 - 08 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2020 - 18 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 9: asset management
Effective Period
28 Mar 2020 - 18 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2013 - 31 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2013 - 31 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 9: asset management
Effective Period
05 Nov 2013 - 31 May 2018
Is an Executive Officer? (Yes / No)
Yes
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LONG JR., CHARLES EDWARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1557
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1557
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
19 Feb 2021 - 09 Apr 2021
Yes
AG1557
BANK OF NEW YORK MELLON (THE)
Type 9: asset management
19 Feb 2021 - 09 Apr 2021
Yes
AG1557
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
28 Mar 2020 - 08 Apr 2021
No
AG1557
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
28 Mar 2020 - 18 Feb 2021
No
AG1557
BANK OF NEW YORK MELLON (THE)
Type 9: asset management
28 Mar 2020 - 18 Feb 2021
No
AG1557
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
05 Nov 2013 - 31 May 2018
Yes
AG1557
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
05 Nov 2013 - 31 May 2018
Yes
AG1557
BANK OF NEW YORK MELLON (THE)
Type 9: asset management
05 Nov 2013 - 31 May 2018
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.