Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIN, WING YI
Chinese Name of Relevant Individual
冼穎怡
HKMA Registration Number
AG1572
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2017 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2017 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2014 - 01 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2014 - 01 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 10 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2013 - 10 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Nov 2013 - 10 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIN, WING YI
:
Chinese Name of Relevant Individual
冼穎怡
:
HKMA Registration Number
AG1572
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1572
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jan 2017 - 31 Dec 2020
No
AG1572
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jan 2017 - 31 Dec 2020
No
AG1572
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2014 - 01 May 2015
No
AG1572
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2014 - 01 May 2015
No
AG1572
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Nov 2013 - 10 May 2014
No
AG1572
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Nov 2013 - 10 May 2014
No
AG1572
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Nov 2013 - 10 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.