Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, CHRISTY
Chinese Name of Relevant Individual
HKMA Registration Number
AG1582
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2015 - 18 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2015 - 18 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, CHRISTY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1582
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1582
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
08 Sep 2015 - 18 Nov 2019
No
AG1582
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
08 Sep 2015 - 18 Nov 2019
No
AG1582
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Nov 2013 - 07 Aug 2015
No
AG1582
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Nov 2013 - 07 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.