Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TING, SUI LIN WANDA
Chinese Name of Relevant Individual
丁瑞蓮
HKMA Registration Number
AG1585
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2021 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2021 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 08 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2013 - 08 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TING, SUI LIN WANDA
:
Chinese Name of Relevant Individual
丁瑞蓮
:
HKMA Registration Number
AG1585
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1585
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
03 Mar 2021 - 31 Aug 2022
No
AG1585
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
03 Mar 2021 - 31 Aug 2022
No
AG1585
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Nov 2013 - 08 May 2020
No
AG1585
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Nov 2013 - 08 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.