Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PUSAPATI, NARASIMHA RAJU
Chinese Name of Relevant Individual
HKMA Registration Number
AG1592
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2026 - 12 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2025 - 04 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2024 - 10 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2024 - 01 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2023 - 25 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2023 - 22 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2019 - 15 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2019 - 15 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2018 - 06 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2018 - 06 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2017 - 17 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PUSAPATI, NARASIMHA RAJU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1592
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1592
EFG BANK AG
Type 1: dealing in securities
10 Mar 2026 - 12 Mar 2026
No
AG1592
EFG BANK AG
Type 1: dealing in securities
01 Dec 2025 - 04 Dec 2025
No
AG1592
EFG BANK AG
Type 1: dealing in securities
11 Nov 2024 - 15 Nov 2024
No
AG1592
EFG BANK AG
Type 1: dealing in securities
08 Jul 2024 - 10 Jul 2024
No
AG1592
EFG BANK AG
Type 1: dealing in securities
28 May 2024 - 01 Jun 2024
No
AG1592
EFG BANK AG
Type 1: dealing in securities
20 Nov 2023 - 25 Nov 2023
No
AG1592
EFG BANK AG
Type 1: dealing in securities
16 Apr 2023 - 22 Apr 2023
No
AG1592
EFG BANK AG
Type 1: dealing in securities
28 Feb 2023
No
AG1592
EFG BANK AG
Type 1: dealing in securities
07 Jun 2019 - 15 Aug 2021
No
AG1592
EFG BANK AG
Type 4: advising on securities
07 Jun 2019 - 15 Aug 2021
No
AG1592
UBS AG
Type 1: dealing in securities
01 Nov 2018 - 06 Nov 2018
No
AG1592
UBS AG
Type 4: advising on securities
01 Nov 2018 - 06 Nov 2018
No
AG1592
UBS AG
Type 1: dealing in securities
16 Nov 2017 - 24 Nov 2017
No
AG1592
UBS AG
Type 4: advising on securities
16 Nov 2017 - 24 Nov 2017
No
AG1592
UBS AG
Type 1: dealing in securities
10 Feb 2017 - 17 Feb 2017
No
AG1592
UBS AG
Type 4: advising on securities
10 Feb 2017 - 17 Feb 2017
No
AG1592
UBS AG
Type 1: dealing in securities
09 May 2016 - 13 May 2016
No
AG1592
UBS AG
Type 4: advising on securities
09 May 2016 - 13 May 2016
No
AG1592
UBS AG
Type 1: dealing in securities
20 Sep 2015 - 24 Sep 2015
No
AG1592
UBS AG
Type 4: advising on securities
20 Sep 2015 - 24 Sep 2015
No
AG1592
UBS AG
Type 1: dealing in securities
09 Nov 2013 - 15 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.