Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHEUK HIM
Chinese Name of Relevant Individual
李卓謙
HKMA Registration Number
AG1609
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2022 - 09 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2022 - 09 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2020 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2020 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2019 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2019 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2013 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2013 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Nov 2013 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHEUK HIM
:
Chinese Name of Relevant Individual
李卓謙
:
HKMA Registration Number
AG1609
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1609
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2022 - 09 Mar 2025
No
AG1609
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2022 - 09 Mar 2025
No
AG1609
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Jan 2020 - 02 May 2022
No
AG1609
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Jan 2020 - 02 May 2022
No
AG1609
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2019 - 15 Sep 2019
No
AG1609
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2019 - 15 Sep 2019
No
AG1609
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Nov 2013 - 26 Jul 2019
No
AG1609
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Nov 2013 - 26 Jul 2019
No
AG1609
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Nov 2013 - 26 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.