Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, YUEN PERNG
Chinese Name of Relevant Individual
HKMA Registration Number
AG1611
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
13 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, DERIVATIVES CLEARING & EXECUTION, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
13 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, DERIVATIVES CLEARING & EXECUTION, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DBS BANK (HONG KONG) LIMITED
Effective Date
13 Mar 2026
Description
For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK (HONG KONG) LIMITED not subject to a similar condition.
1
Registered Institution
DBS BANK LTD.
Effective Date
13 Mar 2026
Description
For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 13 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 13 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2013 - 22 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2013 - 22 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2013 - 22 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2013 - 22 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, YUEN PERNG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1611
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
13 Mar 2026
Yes
SENIOR VICE PRESIDENT, DERIVATIVES CLEARING & EXECUTION, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 2: dealing in futures contracts
13 Mar 2026
Yes
SENIOR VICE PRESIDENT, DERIVATIVES CLEARING & EXECUTION, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
DBS BANK (HONG KONG) LIMITED
1
13 Mar 2026
For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK (HONG KONG) LIMITED not subject to a similar condition.
DBS BANK LTD.
1
13 Mar 2026
For Type 2 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1611
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
Since 13 Mar 2026
Yes
AG1611
DBS BANK LTD.
Type 2: dealing in futures contracts
Since 13 Mar 2026
Yes
AG1611
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Nov 2013 - 22 Apr 2014
No
AG1611
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Nov 2013 - 22 Apr 2014
No
AG1611
DBS BANK LTD.
Type 1: dealing in securities
11 Nov 2013 - 22 Apr 2014
No
AG1611
DBS BANK LTD.
Type 4: advising on securities
11 Nov 2013 - 22 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.