Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, JUI-FEN
Chinese Name of Relevant Individual
柯瑞棻
HKMA Registration Number
AG1627
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2017 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2017 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2015 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2013 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2013 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, JUI-FEN
:
Chinese Name of Relevant Individual
柯瑞棻
:
HKMA Registration Number
AG1627
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1627
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2017 - 24 Oct 2018
No
AG1627
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Aug 2017 - 24 Oct 2018
No
AG1627
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 May 2017 - 14 Jul 2017
No
AG1627
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jul 2015 - 14 Jul 2017
No
AG1627
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Nov 2013 - 21 Apr 2015
No
AG1627
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Nov 2013 - 21 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.