Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, HO YI
Chinese Name of Relevant Individual
鍾可怡
HKMA Registration Number
AG1655
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2019 - 21 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2016 - 01 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2016 - 01 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2013 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2013 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, HO YI
:
Chinese Name of Relevant Individual
鍾可怡
:
HKMA Registration Number
AG1655
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1655
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jun 2019 - 21 Jun 2020
No
AG1655
BANK SINOPAC
Type 1: dealing in securities
10 Mar 2016 - 01 Jul 2016
No
AG1655
BANK SINOPAC
Type 4: advising on securities
10 Mar 2016 - 01 Jul 2016
No
AG1655
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Nov 2013 - 20 Jul 2014
No
AG1655
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Nov 2013 - 20 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.