Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THOMAS, ELLIS JOHN LLOYD
Chinese Name of Relevant Individual
HKMA Registration Number
AG1664
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2015 - 04 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2014 - 09 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2014 - 26 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2014 - 10 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THOMAS, ELLIS JOHN LLOYD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1664
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Jun 2015 - 04 Jun 2015
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Apr 2015 - 02 Apr 2015
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2014 - 07 Nov 2014
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Oct 2014 - 09 Oct 2014
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2014 - 26 Jun 2014
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Apr 2014 - 10 Apr 2014
No
AG1664
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Nov 2013 - 15 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.