Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FERNANDEZ, DAVID GLENN
Chinese Name of Relevant Individual
HKMA Registration Number
AG1675
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2018 - 03 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2017 - 14 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2017 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2017 - 20 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2017 - 17 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2016 - 24 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2016 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2016 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2016 - 13 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2015 - 09 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2015 - 19 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2015 - 01 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2015 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FERNANDEZ, DAVID GLENN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1675
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
27 Feb 2018 - 03 Mar 2018
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
08 Dec 2017 - 14 Dec 2017
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
28 Nov 2017 - 01 Dec 2017
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
10 Nov 2017 - 17 Nov 2017
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
16 Jun 2017 - 20 Jun 2017
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
14 Feb 2017 - 17 Feb 2017
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
08 Nov 2016 - 11 Nov 2016
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
21 Sep 2016 - 24 Sep 2016
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
09 May 2016 - 13 May 2016
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
11 Apr 2016 - 14 Apr 2016
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
11 Jan 2016 - 13 Jan 2016
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
07 Dec 2015 - 09 Dec 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
18 Sep 2015 - 19 Sep 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
31 Aug 2015 - 01 Sep 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
06 Jul 2015 - 09 Jul 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
21 May 2015 - 22 May 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
02 Feb 2015 - 05 Feb 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jan 2015 - 15 Jan 2015
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
17 Nov 2014 - 19 Nov 2014
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
02 Nov 2014 - 07 Nov 2014
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
26 Aug 2014 - 29 Aug 2014
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
07 Apr 2014 - 11 Apr 2014
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jan 2014 - 10 Jan 2014
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
25 Nov 2013 - 26 Nov 2013
No
AG1675
BARCLAYS BANK PLC
Type 4: advising on securities
14 Nov 2013 - 15 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.