Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, CHAK HO
Chinese Name of Relevant Individual
蕭澤豪
HKMA Registration Number
AG1688
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2022 - 30 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2022 - 30 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jun 2022 - 30 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2019 - 29 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2019 - 29 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2017 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2017 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Jan 2017 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2014 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2014 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2013 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2013 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, CHAK HO
:
Chinese Name of Relevant Individual
蕭澤豪
:
HKMA Registration Number
AG1688
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2026
No
SALES, BRANCHES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2026
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 23 Apr 2026
No
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 23 Apr 2026
No
AG1688
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Jun 2022 - 30 Mar 2026
No
AG1688
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Jun 2022 - 30 Mar 2026
No
AG1688
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Jun 2022 - 30 Mar 2026
No
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2019 - 29 May 2022
No
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2019 - 29 May 2022
No
AG1688
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Jan 2017 - 26 Sep 2019
No
AG1688
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Jan 2017 - 26 Sep 2019
No
AG1688
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Jan 2017 - 26 Sep 2019
No
AG1688
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2014 - 01 Oct 2016
No
AG1688
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2014 - 01 Oct 2016
No
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2013 - 16 Nov 2014
No
AG1688
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2013 - 16 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.