Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, PAK KEI
Chinese Name of Relevant Individual
劉柏基
HKMA Registration Number
AG1700
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2016 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2016 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Apr 2016 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2013 - 17 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2013 - 17 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, PAK KEI
:
Chinese Name of Relevant Individual
劉柏基
:
HKMA Registration Number
AG1700
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1700
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Apr 2016 - 28 Feb 2018
No
AG1700
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Apr 2016 - 28 Feb 2018
No
AG1700
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Apr 2016 - 28 Feb 2018
No
AG1700
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2013 - 17 Oct 2015
No
AG1700
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2013 - 17 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.