Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
URITI, SRINIVAS NARASIMHAM
Chinese Name of Relevant Individual
HKMA Registration Number
AG1728
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2014 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2014 - 23 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2013 - 23 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
URITI, SRINIVAS NARASIMHAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1728
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1728
ING BANK N.V.
Type 1: dealing in securities
06 Oct 2015 - 09 Oct 2015
No
AG1728
ING BANK N.V.
Type 1: dealing in securities
17 Jun 2014 - 18 Jun 2014
No
AG1728
ING BANK N.V.
Type 1: dealing in securities
21 Jan 2014 - 23 Jan 2014
No
AG1728
ING BANK N.V.
Type 1: dealing in securities
20 Nov 2013 - 23 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.