Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, TO MING
Chinese Name of Relevant Individual
楊道明
HKMA Registration Number
AG1757
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2014 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2013 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2013 - 10 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, TO MING
:
Chinese Name of Relevant Individual
楊道明
:
HKMA Registration Number
AG1757
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1757
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Oct 2015 - 16 Oct 2016
No
AG1757
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Oct 2015 - 16 Oct 2016
No
AG1757
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
19 Oct 2015 - 16 Oct 2016
No
AG1757
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
19 Oct 2015 - 16 Oct 2016
No
AG1757
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2015 - 16 Oct 2016
No
AG1757
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Oct 2015 - 16 Oct 2016
No
AG1757
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Feb 2014 - 10 May 2015
No
AG1757
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2013 - 10 May 2015
No
AG1757
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2013 - 10 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.